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FINRA Names New Senior VP of Office of Government Affairs

FINRA named Gregory J. Dean, Jr. Senior Vice President for the Office of Government Affairs. Mr. Dean had been serving as Senior Director, Regulatory & Government Affairs for Royal Bank of Canada since 2015. He will begin on January 30, 2017.

Tags

Regulated Activities
Governance
Sub-Activity
Regulatory Personnel Changes
Regulated Entities
Broker-Dealers Regulatory Agencies
Sub-Entity
Securities SROs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA