Federal Register: SEC Requests Comments on Extending Expiration Date for Application of FINRA Rules to Security-Based Swaps
The SEC requested comments on an FINRA proposal that will extend the expiration date of FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") to February 12, 2018. The rule limits the application of FINRA rules to security-based swaps, with certain exceptions. The request for comments was published in the Federal Register.
Comments on the extension must be submitted by February 2, 2017.
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FINRA proposed extending the expiration date of FINRA Rule 0180 to February 12, 2018. The rule limits the application of FINRA rules temporarily with respect to security-based swaps.
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The SEC solicited comments on FINRA's proposal to extend the expiration date for FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") until February 11, 2017. The SEC's request for comments was published in the Federal Register.
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FINRA proposed that the expiration date for FINRA Rule 0180 ("Application of Rules to Security-Based Swaps") be extended to February 11, 2017. FINRA Rule 0180 temporarily limits, with certain exceptions, the application of FINRA rules with respect to security-based swaps.
