Federal Register: SEC Requests Comments on FINRA Proposal to Expand ATS Reporting Requirements

The SEC requested comments on a FINRA-proposed rule change that requires alternative trading systems to include additional order sequence information on reports submitted in the Order Audit Trail System. The request for comments was published in the Federal Register.

FINRA designated the proposal as a "non-controversial" rule change, which means the proposal is effective immediately upon the SEC's receipt of the filing. Comments on the proposal must be submitted by January 11, 2017.