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MSRB Directors to Discuss Corporate and Governance Issues at Upcoming Meeting

The MSRB Board of Directors will discuss corporate and governance issues at a meeting scheduled for October 26-27, 2016.

The agenda for the Board meeting includes:

  • mark-up disclosure and prevailing market price guidance;

  • pre-trade price transparency;

  • syndicate practices;

  • uniform practice rule review;

  • continuing disclosure;

  • minimum denominations; and

  • strategic planning.

Primary Sources

  1. MSRB Announcement of Discussion Items for Board of Directors Meeting

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Tags

Regulated Activities
Trade Reporting Governance Meetings Disclosures
Regulated Entities
Broker-Dealers
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB