July 5, 2016

Federal Register: SEC Requests Comments on Extension of Program on Margin Requirements for Credit Default Swaps

The SEC solicited comments on FINRA's proposal to extend the implementation date of FINRA Rule 4240 to July 18, 2017. The proposal was published in the Federal Register.

FINRA Rule 4240 implements an interim pilot program with respect to margin requirements for certain transactions in credit default swaps that are security-based swaps.

The proposal is effective immediately. Comments on the proposal must be submitted by July 26, 2016.

Primary Sources

SEC Request for Comments (81 FR 43690)

Jun 04, 2015

FINRA Proposes to Extend Implementation Margin Requirements for Credit Default Swaps Rule (Fed. Reg.)

FINRA's proposal to extend the implementation of FINRA Rule 4240 ("Margin Requirements for Credit Default Swaps") was published in the Federal Register.
May 20, 2015

FINRA Proposes to Further Extend Implementation of Rule 4240 Involving Margin Requirements for Credit Default Swaps

FINRA filed a proposed rule change with the SEC to extend the implementation date of FINRA Rule 4240 ("Margin Requirements for Credit Default Swaps") until July 18, 2016.
Jul 09, 2014

FINRA Proposes Rule to Extend Implementation of Rule 4240 (Fed. Reg.)

The FINRA proposal to extend the implementation of FINRA Rule 4240 ("Margin Requirements for Credit Default Swaps") until July 17, 2015 was published in the Federal Register and is effective immediately.
Jun 23, 2014

FINRA Proposes Amendment to Extend FINRA Rule 4240

FINRA filed with the SEC proposed amendments to FINRA Rule 4240 ("Margin Requirements for Credit Default Swaps") to extend the current rule requirements until July 17, 2015. In the absence of an extension, the rule would expire July 17, 2014.

Premium Content

Available only to Premium subscribers.

FINRA Rule 4240: Security-Based Swap Margin Requirements

Join Premium

US Regulatory Intelligence combines regulatory and enforcement news, analysis, and practical work tools on an easy-to-use digital platform.

Request a Free Trial

Federal Register: SEC Requests Comments on Extension of Program on Margin Requirements for Credit Default Swaps

Primary Sources

Related Articles

Premium Content

Join Premium

Tags