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FINRA Advises Investors on How to Prepare for an Emergency

In the latest installment of its Investor Podcast series, FINRA advised investors on how to be prepared for an emergency and discussed what to include in a "financial emergency kit."

According to FINRA, the following items are essential:

  • cash and keys,

  • a list of important contacts,

  • personal identification,

  • paper or electronic copies of important financial records, and

  • an inventory of valuable and/or personal belongings.

FINRA also encouraged investors to check out the Department of Homeland Securities website, ready.gov.

Primary Sources

  1. Transcript of FINRA Podcast

Tags

Regulated Activities
Business Continuity
Regulated Entities
Broker-Dealers
Sub-Entity
Municipal Fund Securities
Regulated Products
Investment Funds (as Regulated Product) Municipal Securities
Sub-Product
Public Funds / RICs
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA