NFA Updates Self-Examination Questionnaire

The National Futures Association ("NFA") updated its Self-Examination Questionnaire. The new questionnaire focuses on a firm's regulatory responsibilities and solicits information concerning whether the firm's internal procedures are adequate for meeting those responsibilities.

The questionnaire is used by future commission merchants, introducing brokers, commodity pool operators, commodity trading advisors and forex dealer members. It satisfies a required annual supervisory review pursuant to NFA Compliance Rules 2-9("Supervision"), 2-36 ("Requirements for Forex Transactions") and 2-39 ("Soliciting, Introducing or Managing Forex Transactions or Accounts").