Two New Advisers Act SEC Enforcement Actions
Brian M. Campbell; 34-67384, IA-3429
SEC administrative proceeding pursuant to Section 15(b) of the Exchange Act and Section 203(f)of the Advisers Act against Brian Campbell.
Calhoun Asset Management, LLC; 33-9333, 34-67377, IA-3428, IC-30131
SEC administrative proceeding pursuant to Section 8A of the Securities Act, Section 21C of the Exchange Act, Sections 203(e) and 203(k) of the Advisers Act, and Section 9(b)of the Investment Company Act.