Technical Amendment to Rules for the Temporary Registration of Municipal Advisors; Final Rule (SEC)

The SEC is making a technical amendment to rules under the Exchange Act to correct an inadvertent error. On December 21, 2011, the SEC extended the expiration date for the temporary municipal advisor registration regime to September 30, 2012. In the release extending the expiration date, the SEC inadvertently omitted a reference to Subpart N, which resulted in the deletion of Subpart N from the Code of Federal Regulations. With this technical amendment, the SEC is correcting the omission and adding back Subpart N to the Code of Federal Regulations.

Effective Date: July 18, 2012

Cross Reference(s): Dodd-Frank Section 975; Exchange Act Rule 15Ba2-6T (Temporary Registration as a Municipal Advisor; Required Amendments; and Withdrawal from Temporary Registration).

View rule release in full here (links externally to GPO website).