State Securities Regulators to Outline Legislative Priorities for the 113th Congress (with Lofchie Comment)

The North American Securities Administrators Association ("NASAA") will release its 2013 Legislative Agenda for the 113th Congress, outlining the specific legislation it will seek to enable policymakers to promote investor confidence in U.S. capital markets by striking the most reasonable balance between advancing capital formation and protecting investors.

Lofchie Comment: It will be interesting to see what NASAA has to say about the JOBS Act and an SRO for investment advisers.

Click hereto learn more (links externally to NASAA website).

Tags