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SEC Suspends Trading for Nine Penny Stocks in Initiative to Combat Microcap Fraud

The SEC announced suspensions in trading for nine different penny stocks as part of an ongoing enforcement initiative to target fraudulent conduct and abusive trading in securities issued by microcap companies.

See: SEC Order; SEC Press Release.

Tags

Regulated Activities
Trading
Regulated Entities
Issuers of Securities
Regulated Products
Penny Stocks / Small Caps
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
SEC