SEC Releases Official List of Section 13(f) Securities, Third Quarter, 2012

This list of “Section 13(f) securities” -- current as of September 15, 2012 -- is made available to the public pursuant to the Exchange Act, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending September 30, 2012. Reporting requirements under 13(f) are discussed in the Trading Chapter of the Broker-Dealer Guide.

View notice here (links externally to SEC website).