SEC Issues Corrected Outdated Cross-References in Securities Act and Investment Company Act
The SEC issued corrections to outdated cross-references in Securities Act Rule 602 ("Securities Exempted") and Investment Company Act Rule 12b-1 ("Distribution of Shares by Registered Open-End Management Investment Company"), and is correcting an inadvertent error in Investment Company Act Rule 17d-1 ("Applications Regarding Joint Enterprises or Arrangements and Certain Profit-Sharing Plans").