Political Contributions by Certain Investment Advisers, SEC Release #: IA-3403 (SEC Final Rule, Technical Amendment)

See: 77 FR 28476

The SEC is making a technical amendment to the definition of "covered associate" in rule 206(4)-5 under the Investment Advisers Act of 1940 ("Advisers Act") to correct an inadvertent error in the rule as published in the Federal Register on July 19, 2011.

Cross References: Advisers Act Rule 206(4)-5; Proposed Rule Release No. IA-3110; Final Rule Release No. IA-3221.

For more information about this document, you may contact one of the following Cadwalader attorneys: Steven D. Lofchie; Brian W. Kleinhaus.