PCAOB: Temporary Rule for Inspections Related to Broker-Dealer Audits (Final Rule) (Temporary)); SEC Notice 76 FR 52996
August 18, 2011
Pursuant to authority under the Dodd-Frank Act, the SEC approved a temporary PCAOB rule to establish an inspection program for audits of brokers and dealers.
Cross References: 76 FR 40961 (Proposal; SEC Release No. 34-64814)
Sarbanes-Oxley § 107(b), Exchange Act § 19(b)(1), PCAOB Rule 1001, Dodd-Frank § 982