Numerous Immediately Effective SRO Rule Changes
New SRO rules and rule proposals have been announced by the SEC. Click on the links to view the SEC's notices of each rule change and proposal.
- BATS: Effective Immediately - Rule Change to Amend BATS Rules Related to Price Sliding Functionality (See also: Exhibit 5)
- BATS: Notice of Filing of Proposed Rule Change to Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests (See also: Exhibit 5)
- BATS: Order Approving Proposed Rule Change to Modify BATS Rule 11.23 relating to Auctions of Exchange-Listed Securities
- BATS: Effective Immediately - Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
- BOX: Effective Immediately - Amend Rule 5050(c) to Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions
- BYX: Effective Immediately - Rule Change to Amend BYX Rules Related to Price Sliding Functionality (See also: Exhibit 5)
- CHX: Effective Immediately - Rule Change Delaying the Operative Date of a Rule Change to CHX Article 20, Rule 2, Which Provides, Among Other Things, Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility From the Date of February 4, 2013 Until April 8, 2013
- EDGA: Effective Immediately - Rule Change Relating to Amendment to EDGA Rule 13.9 (See also: Exhibit 5)
- EDGX: Effective Immediately - Rule Change Relating to Amendment to EDGX Rule 13.9 (See also: Exhibit 5)
- FINRA: Effective Immediately - Rule Change to Delay the Operative Date of FINRA Rule 6121.02
- FINRA: Effective Immediately - Rule Change Extending the Pilot Period Regarding the Use of Multiple MPIDs on FINRA Facilities
- NSX: Effective Immediately - Rule Change to Delay the Operative Date of Rule 11.20A Regarding Market-Wide Circuit Breakers Due to Extraordinary Market Volatility
- NYSE Arca: Effective Immediately - Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits (See also: Exhibit 5)
- Phlx: Effective Immediately - Rule Change Relating to a Clarification to the Exchange's Pricing Schedule to Clarify When an Order is Adding or Removing Liquidity (See also: Exhibit 5)