NFA to Hold Audio Conference for Swap Dealers and Major Swap Participants

The NFA will hold an audio conference on March 4, 2015. The conference will update information on OTC derivatives regulatory programs for swap dealers and major swap participants.

At the audio conference, NFA senior staff will discuss:

• the NFA's current examination program;
• the NFA's continuous monitoring program;
• the status of Section 4s policies and procedures documentation;
• the self-reporting of issues; and
• recent notices.

Click here to register for the NFA conference.