NFA Reminder: CTA Reporting Requirements

The CFTC issued final rules adopting CFTC Regulation 4.27 [Additional reporting by advisors of certain large commodity pools] which requires that all CTAs file a Form PR annual report with NFA within 45 days of the calendar year end. The Form PR requires each CTA to report on an annual basis general information about the CTA, its trading programs, the pool assets directed by the CTA and the identity of the CPOs that operate those pools. NFA has provided the Form PR template.

View Notice in full here (links externally to NFA website).See generally: Lofchie's Guide to CPO/CTA Regulation: Disclosure, Reporting, and Recordkeeping, Part V.