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NFA Proposed Amendments Regarding Use of Technology to Monitor FCM Segregation Compliance

NFA submitted the attached letter to the CFTC requesting approval to amend NFA Financial Requirements Section 4 regarding the use of technology to monitor FCM segregation compliance.

Click here to view proposed amendments (links externally to NFA website).

Tags

Regulated Activities
Custody
Regulated Entities
FCMs and IBs, Floor Brokers
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
NFA