NFA Presents Swap Dealer Registration Webinar Hosted by the FIA Law and Compliance Division

The NFA presented this 90-minute webinar to provide an in-depth discussion of the registration process, including firm and individual registration filing requirements, and to help SDs and MSPs understand the CFTC's registration process in light of the SEC/CFTC joint final rule definitions.

Questions about the webinar may be directed to Athena Eastwood of Cadwalader, who served as one of the moderators.

Moderators:

  • Athena Eastwood, Special Counsel, Cadwalader Wickersham Taft
  • Michelle Broom, Senior Managing Director, Macquarie Futures

NFA Speakers:

  • Jamila Piracci, Vice President, OTC Derivatives, National Futures Association
  • Gregory Prusik, Vice President, Registration, National Futures Association
  • Michael Crowley, Associate General Counsel, National Futures Association

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