NFA Notice to Members: Reporting Requirements for Labor Day

The NFA released a notice to members outlining reporting requirements for the Labor Day holiday. The regulatory filings are as follows:

• Daily segregated, 30.7 secured, cleared swaps customer collateral and daily forex statements prepared as of August 30, 2013 are required to be submitted by noon on September 3, 2013;
• Daily segregated statements are not required to be prepared as of September 2, 2013;
• Daily 30.7 secured, cleared swaps customer collateral and forex statements are required to be prepared as of September 2, 2013 and are required to be submitted by 12:00 noon on September 3, 2013. If an FCM is required to file a September 2, 2013 Daily 30.7 secured or cleared swaps customer collateral statement, the statement should also include the most recent segregation balances from August 30, 2013; and
• FCMs and RFEDs are reminded that any information filed after its due date must be accompanied by a fee for each business day that it is late.

See: Notice I-13-23.