NFA Notice to Members: Mandatory Response from CPOs Operating a Pool that Is a Registered Investment Company

In light of recent changes to the CFTC Part 4 Regulations, NFA is requiring every CPO Member that operates a commodity pool which is also a Registered Investment Company to notify NFA of that fact through the CPO's annual questionnaire. The CPO Questionnaire can be accessed at the following web address: http://www.nfa.futures.org/NFA-electronic-filings/annual-questionnaire.HTML.

Click here to view notice in full (links externally to NFA website).See also: Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations (CFTC Final Rule).