NFA Notice I-13-46: New Notification and Report Filing Requirements under CFTC Final Rule on Enhancing Customer Protections

The NFA has issued a Notice to Members to alert them to the new notification and report filing requirements under the CFTC's final regulations regarding enhanced Customer Protection Requirements. These requirements become effective on January 13, 2014.

See: NFA Notice to Members I-13-46.Related news: CFTC Publishes Final Rules Enhancing Customer Protections (Fed. Reg.) (November 14, 2013); CFTC Approves Final Rules Enhancing Customer Protections (with Cadwalader Memo on the Rule and Delta Strategy Group's Summary of Meeting) (October 31, 2013) House Ag Hearing on CFTC Customer Protections (with Delta Strategy Group Summary and Lofchie Comment) (October 2, 2013).