NFA Issues Notice to CPOs Regarding Changes to CPO Form PQR and Reminds CPO/CTAs of Filings (Notice I-14-26)

The NFA issued a Notice to Members indicating that it has made minor changes to the CPO Form PQR that are effective for the quarter ending on September 30, 2014. Additionally, the notice reminded CPOs and CTAs to ensure that Form PQR, Form PR and pool annual reports are filed in a timely manner.

Regarding the changes to the CPO Form PQR, the NFA stated, the updated form will be available in the EasyFile system on October 6, 2014, along with an updated PQR template and expanded help text.

Additionally, the notice reminded NFA Member CPOs and CTAs to electronically file Forms PQR and PR with the NFA on a quarterly basis. PQR filings are due within 60 days of the quarters ending in March, June and September, and within 90 days of the December quarter-end. PR filings are due within 45 days of each quarter-end.

See: NFA Notice I-14-26.