NFA Issues Notice Regarding Requirements to File Consolidated Financial Statements under CFTC No-Action Letter 14-112 (Notice I-15-17)

The NFA issued a notice to members requiring any commodity pool operator ("CPO") that files a claim of notice under CFTC No-Action Letter 14-112 (relating to the consolidation of financial statements) to notify the NFA on or before July 31, 2015.

In order to complete the notification process with the NFA, the notice specified, CPOs first must ensure that all parent pools and related wholly owned subsidiaries have been properly identified in the Annual Questionnaire.

CPOs should notify the NFA of each 14-112 No-Action claim notice by accessing the Exemption System available on the NFA's Web site.

See: Notice I-15-17; CFTC No-Action Letter 14-112.