NFA Announces Member Regulatory Conference in Chicago
The National Futures Association ("NFA") announced that it will hold a regulatory conference for its members at The Conference Center in Chicago on September 5, 2014.
The half-day conference will include discussions on (i) the current state of the industry, (ii) the NFA's examination process, including common deficiencies identified on exams of FCMs, IBs, CPOs and CTAs, (iii) performance reporting, and (iv) financial reporting requirements, among other topics.
See: NFA Press Release.