MSRB Holds 2014 Quarterly Meeting

The MSRB held a quarterly meeting in which it approved the advancement of several regulatory proposals. The proposals include:

• enhancing disclosure of pricing information for retail investors;
• expanding the availability of pre- and post-trade data on the MSRB's EMMA website;
• establishing rules to curb pay-to-play practices for municipal advisors and the giving of gifts in a professional capacity; and
• requiring all municipal advisors to take a professional qualifications exam.

See: Press Release.