MSRB Announces Webinar to Review the Supervisory and Compliance Obligations of Municipal Advisors
MSRB announced that it will host a webinar to review Rule G-44 ("Supervisory and Compliance Obligations of Municipal Advisors"), as well as amendments to Rules G-8 and G-9. The webinar is scheduled for March 19, 2015.
See: Regulatory Notice; click here to register for the Webinar.Related news: SEC Approves of MSRB Rules Regarding Supervisory and Compliance Obligations and Recordkeeping Requirements (Fed. Reg.) (October 29, 2014); MSRB Issues Regulatory Notice Regarding SEC's Approval of First Municipal Advisor Rule and Other Amendments(October 24, 2014).