MSRB Announces Webinar for MSRB and SEC Municipal Advisor Rules

The MSRB announced a joint webinar with SEC staff on August 19, 2014 to educate municipal advisors on complying with MSRB and SEC registration rules.

MSRB and SEC staff will examine the registration process, review SEC Forms MA and MA-I (which must be submitted to the SEC's EDGAR system by all municipal advisors pursuant to the SEC's final rule for municipal advisor registration) and discuss MSRB Rule A-12 and Form A-12.

See: Register for the webinar here.