MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar in New York
The MSRB has announced that it will cohost (with SIFMA) a municipal securities regulation seminar for market participants.
| When: | Tuesday, October 2, 2012 from 2:30 to 5:30 p.m. |
| Where: | SIFMA's headquarters, 120 Broadway, New York, New York 10271 |
A panel will address current MSRB initiatives. These include:
- underwriters' duty to issuers;
- retail order periods;
- regulations of brokers' brokers; and
- the development of risk-based examinations.
MSRB Rule G-23 and the role-switching prohibition also will be discussed.
View press release here (links externally to MSRB website).