July 3, 2012 MFA Submits Comments to SEC on FINRA Rule 5123 View comments here(links externally to MFA website). Tags Regulated Activities Regulatory Reporting Distribution Procedures Sub-Activity Private Placements; SA Section 4(a)(2) Regulated Entities Broker-Dealers Body of Law Securities Law Jurisdiction US - Federal
Regulated Activities Regulatory Reporting Distribution Procedures Sub-Activity Private Placements; SA Section 4(a)(2) Regulated Entities Broker-Dealers Body of Law Securities Law Jurisdiction US - Federal