Julius Leiman-Carbia Named Head of SEC’s National Broker-Dealer Examination Program
April 20, 2011
The SEC announced that it has named Julius Leiman-Carbia as an Associate Director in its Office of Compliance Inspections and Examinations (OCIE) to lead the SEC's National Broker-Dealer Examination Program. Mr. Leiman-Carbia, who currently serves as a compliance officer for BP Energy Company, will succeed Mary Ann Gadziala.