Firms Elect Three Industry Governors to FINRA Board of Governors

FINRA today announced the results of voting that took place at its 2012 Annual Meeting in Washington, D.C.

Governors Elected

  • Small Firm Governor: Kevin Carreno, General Counsel, International Assets Advisory, LLC
  • Mid-Size Firm Governor: W. Dennis Ferguson, Executive Vice President and Director of Clearing, Sterne, Agee Leach, Inc.
  • Large Firm Governor: Seth H. Waugh, Chief Executive Officer, Deutsche Bank Americas

Governors Re-Appointed

  • Independent Dealer/Insurance Affiliate: Mark Casady, Chairman and CEO, LPL Financial
  • Public Governors: Richard S. Pechter, retired, and Joel Seligman, President, University of Rochester

View in full here (links externally to FINRA website).

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