FINRA Seeks Cease-and-Desist Order Against Westor Capital Group and Its President for Misappropriation and Misuse of Customer Funds and Securities

FINRA has filed a Temporary Cease-and-Desist Order ("TCDO") against Herkimer, NY-based Westor Capital Group, Inc. and its President, Chief Compliance Officer and Financial and Operations Principal, Richard Hans Bach, to immediately stop the further misappropriation and misuse of customer funds and securities. FINRA is seeking the TCDO to prevent further customer harm that would likely continue before a formal disciplinary proceeding against Westor and Bach could be completed.

View Order in full here (links externally to FINRA website).See also: Press Release.