FINRA Rule Change Re: JOBS Act Requirements and Assorted SRO Rule Changes
New rules and rule proposals from CHX, FINRA, ICC, ISE, NSX, NYSEMKT, and ICC. Click on the links to view the SEC notices of each rule change and proposal.
- CHX: Proposed Rule - Change to Establish Listing Standards for Issuers Compensation Committees (See also: Exhibit 5)
- FINRA: Order Granting Accelerated Approval of Proposed Rule Change to Amend NASD Rule 2711 and Incorporated NYSE Rule 472 to Conform with the Requirements of the Jumpstart Our Business Startups Act and Related Changes
- ICC: Proposed Rule - Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS
- ISE: Effective Immediately - Rule Change to Amend Fees for Certain Complex Orders Executed on the Exchange (See also: Exhibit 5)
- NSX: Proposed Rule - Amending NSX Rule 15.5 to Comply with the Requirements of Exchange Act Rule 10C-1 (See also: Exhibit 5)
- NYSEMKT: Proposed Rule - Change Relating to Criteria for Rebates to Order Flow Providers
- ICC: Proposed Rule - Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS