FINRA Requests Comment on a Proposal to Publish OTC Equity Volume Executed Outside ATSs (FINRA Reg. Notice 14-48)

FINRA issued a Regulatory Notice requesting comment on a proposal to expand FINRA's alternative trading system ("ATS") transparency initiative to publish the remaining equity volume that was executed over-the-counter ("OTC"), including non-ATS electronic trading systems and internalized trades. According to FINRA, the proposal would not only expand FINRA's initiative but also enable market participants and investors to get a better understanding of a firm's OTC trading.

Comments must be submitted by January 9, 2015.

See: Regulatory Notice 14-48.