FINRA Proposes Revisions to Series 26 Examination Program

FINRA filed with the SEC its proposed revisions to the content outline and selection specifications for the Investment Company and Variable Contracts Products Principal, or Series 26, Examination Program.

The proposed revisions update this material to reflect changes to the laws, rules and regulations covered by the exam, and to incorporate the functions and associated tasks currently performed by an Investment Company and Variable Contracts Products Principal. Additionally, FINRA proposed making changes to the format of the content outline.

See: Text of Proposed Rule Change.