June 30, 2015 FINRA Proposes Removal of Rule on ATS Data Fees from Rulebook FINRA filed a proposal with the SEC to remove Rule 4553, which governs fees for alternative trading system ("ATS") data, from the FINRA rulebook. See: Text of Proposed Rule. Tags Regulated Activities Regulatory Fees Fees to Customers Trading Sub-Activity Regulation ATS, Regulatory Fees Regulated Entities Broker-Dealers Markets Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA
Regulated Activities Regulatory Fees Fees to Customers Trading Sub-Activity Regulation ATS, Regulatory Fees Regulated Entities Broker-Dealers Markets Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA