February 3, 2014 FINRA Proposes Amendments to FINRA Rules 7510 and 7540 FINRA filed with the SEC a proposed rule change to amend FINRA Rules 7510 and 7540 relating to fees for the Alternative Display Facility ("ADF"). See:Text of Proposed Rule Change. Tags Regulated Entities Broker-Dealers Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA
Regulated Entities Broker-Dealers Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author FINRA