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FINRA Proposed Rule Change to Establish Optional TRACE Data Delivery Services and Related Fees

FINRA announced that it is filing with the SEC a proposed rule change to amend FINRA Rule 7730 to establish certain optional Trade Reporting and Compliance Engine ("TRACE") data delivery services and fees in connection with such optional services.

Click here to view text of the proposed rule change (links externally to FINRA website).

Tags

Regulated Activities
Trade Reporting
Sub-Activity
TRACE
Regulated Entities
Broker-Dealers
Regulated Products
Debt
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA