FINRA Notice 13-26: New Private Placements Form Pursuant to FINRA Rules 5122 and 5123 and FAQ

FINRA updated the form that firms must use to file offering documents and information pursuant to FINRA Rule 5123 ("Private Placements of Securities") and Rule 5122 ("Private Placements of Securities Issued by Members"). The updated form includes six new questions, as well as an update to the Private Placement Form Frequently Asked Questions.

See: FINRA Reg. Notice 13-26; Sale of Private Placements FAQs.