FINRA Foundation Participates in Department of Justice-SEC Fraud Summits

The FINRA Investor Education Foundation will participate in a series of Investor Fraud Summits sponsored by the DOJ and the SEC. These events will feature U.S. Attorneys, as well as senior DOJ, SEC, CFTC, and FBI officials.

The FINRA Foundation will be participating in three of these events this month:

• Northeast Region Investor Fraud Summit on October 1 at University of Connecticut - Stamford Campus
• Rocky Mountain Region Investor Fraud Summit on October 10 at University of Colorado, Denver Campus
• Southeastern Regional Investor Fraud Summit on October 12 at Miami Dade College

FINRA notes that these events are open to community members, law enforcement, victim advocates and other interested persons, and that these summits will highlight what federal and state regulators and law enforcement are doing to protect investors and highlight the "red flags" of investment fraud.

View news release in full here (links externally to FINRA website).