FINRA Extends Time for SEC Action regarding Definitions of "Non-Public" and "Public" Arbitrator

FINRA filed an extension with the SEC delaying SEC action on FINRA's proposed rule change to amend the definitions of "public" and "non-public" arbitrator. FINRA is extending the time for SEC action until October 1, 2014.

See: Extension No. 1.Related news: SIFMA Submits Comments on FINRA-Proposed Rule Regarding Definitions of "Non-Public" and "Public" Arbitrator (July 25, 2014) FINRA-Proposed Rule Change Relating to Revisions to Definitions of "Non-Public" and "Public" Arbitrator (Fed. Reg.) (July 3, 2014); FINRA Proposes Rule Change Relating to Revisions to Definitions of "Non-Public" and "Public" Arbitrator (June 18, 2014).To stay up to date on FINRA comment deadlines, compliance dates and effective dates, please see the Cabinet's FINRA Rule Calendars (available to Cabinet subscribers only).