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FINRA Announces That Individual Snapshot Reports Are Now Available Online

FINRA issued an Information Notice announcing that individuals who are or have been registered as broker or investment adviser representatives can now access their Individual Snapshot Reports online.

See: FINRA Information Notice.

Tags

Regulated Entities
Adviser / CTA / CPO
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA