Extension of Temporary Registration of Municipal Advisors; Final Rule, Extension (SEC Final Rule - Pre Fed. Reg. Version)

The SEC is amending interim final temporary Rule 15Ba2-6T, which provides for the temporary registration of municipal advisors under the Exchange Act to extend the date on which Rule 15Ba2-6T (and consequently Form MA-T) will sunset to September 30, 2013. Under the amendment, all temporary registrations submitted pursuant to Rule 15Ba2-6T also will expire no later than September 30, 2013.

Effective Date: September 30, 2012. The expiration of the effective period of interim final temporary Rule 15Ba2-6T (17 CFR 240.15Ba2-6T) and Form MA-T (17 CFR 249.1300T) is delayed from September 30, 2012 to September 30, 2013.

View rule release here (links externally to SEC website).

Tags