EBSA Letter to CFTC Regarding: Business Conduct Standards Rules (Letter)

DOL Letter

Letter from the Department of Labor's v Employee Benefits Security Administration stating that in its view, the CFTC's final business conduct standards neither conflict with DOL's existing regulations, nor compel swap dealers or major swap participants to engage in fiduciary conduct.

Cross References: Dodd-Frank Section 731; CEA Sections 4s, 8(a)(10) and 17(o); 17 CFR 23.21.