DTC and NASDAQ Rule Changes
Rule changes from DTC and NASDAQ. Click on the links to view the SEC notices of each rule change.
- DTC: Effective Immediately - Rule Change to Update Its Corporate Actions Service in Order to Introduce a New Standard to Communicate Certain Corporate Actions Information to Participants
- NASDAQ: Effective Immediately - Rule Change to Amend and Adopt Several NASDAQ Rules to Reflect Changes to Rules of the Financial Industry Regulatory Authority ("FINRA")
- NASDAQ: Effective Immediately - Rule Change to Apply the Position Limit Exemption Rules of NASDAQ OMX PHLX LLC for Certain Index Options (See also: Exhibit 5)