Business Conduct and Documentation Requirements for SDs and MSPs; Extension of Compliance Date (Fed. Reg. Version)

The CFTC’s extension of compliance dates for certain external business conduct rules, portfolio reconciliation requirements, and swap trading relationship documentation rules for swap dealers (“SDs”) and major swap participants (“MSPs”), were published in the Federal Register on January 2nd. The extended compliance dates are intended to provide SDs and MSPs with additional time to achieve compliance with certain regulations.

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