Assorted Security SRO Rule Changes
New SRO rules and rule proposals have been announced by the SEC. Click on the links to view the SEC's notices of each rule change and proposal.
- CME: Order Approving Proposed Rule Change to Amend Rules in Connection with Status as a "Deemed Registered" Clearing Agency
- DTC: Effective Immediately - Rule Change to Make Ministerial Changes to the Existing Reorganization Service Guide
- ICEEU: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Clear Western European Sovereign CDS Contracts
- NYSE Arca: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
- NYSEMKT: Effective Immediately - Rule Change Amending Section 102(a) of the NYSE MKT Company Guide to Eliminate an Erroneous Reference (See also: Exhibit 5)
- OCC: Notice of No Objection to Advance Notice Filing to Revise the Method for Determining the Minimum Clearing Fund Size to Include Consideration of the Amount Necessary to Draw on Secured Credit Facilities