Assorted Securities SRO Rules Changes
New rules and rule proposals from NASDAQ, NSX, NYSE, and NYSE Arca. Click on the links to view the SEC's notices of each rule change and proposal.
- NASDAQ: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change with Respect to INAV Pegged Orders for ETFs
- NSX: Effective Immediately - Rule Change to Clarify the Operation of the Exchange's Depth-of-Book Feed
- NYSE: Effective Immediately - Rule Change Amending Its Price List to Specify Pricing That Is Currently Applicable to Certain Executions on the Exchange, but That Is Not Currently Included in the Price List (See also: Exhibit 5)
- NYSE: Effective Immediately - Rule Change Amending NYSE Rule 123C(9)(a)(1)(ii) to Delete the Requirement That the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. (See also: Exhibit 5)
- NYSE: Proposed Rule Change Amending the Listed Company Manual Section 204.00 to Create a Uniform Method for a Company to Provide Notice to the Exchange When Required Pursuant to Sections 204.06, 204.12, 204.17, 204.21, 204.22, 311.01, 401.02, and 601.00 of the Listed Company Manual, and to Make Conforming Changes (See also: Exhibit 5)
- NYSE Arca: Effective Immediately - Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Revise Certain Aspects of the Listing Fees Applicable to Structured Products (See also: Exhibit 5)